EXPLAINER: The AML/CFT Onsite Inspection

In this episode we hear from Senior AML Regulator Shawn, about one of the tools DIA uses to make sure regulated entities are meeting their obligations – the Onsite Inspection.

During this korero, Shawn covers how an onsite inspection works, what regulators are looking for, and how they contribute to our wider goal of disrupting organised crime in New Zealand.

Audio in this episode comes from a presentation delivered to an audience of regulated entities outside the banking and financial services sectors and is intended as an overview rather than a deep dive.

Find out more about AML/CFT regulation on the DIA website

Music:

"Bass Vibes" Kevin MacLeod (incompetech.com)

Licensed under Creative Commons: By Attribution 4.0 License

http://creativecommons.org/licenses/by/4.0/

"Semi-Funk" Kevin MacLeod (incompetech.com)

Licensed under Creative Commons: By Attribution 4.0 License

http://creativecommons.org/licenses/by/4.0/

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