SEC Roundup

← SEC Roundup27 mei · 24 min

SEC Roundup 98: How the SEC Unlawfully Delayed a Case for Ten Years

SEC Roundup 98: How the SEC Unlawfully Delayed a Case for Ten Years27 mei24 min

<p>What happens when the system designed to police Wall Street breaks down entirely? Co-hosts <strong>Nick Morgan</strong> and <strong>Tom Zaccaro</strong> welcome veteran trial counsel <strong>Bob Knuts</strong> to expose a stunning breakdown in administrative justice. They dissect the case of Lek Securities Corporation, which was left trapped in regulatory limbo for a staggering ten years waiting for an SEC appeal decision. Discover the massive constitutional stakes, the denial of expert witnesses, and why private self-regulatory organizations are facing an unprecedented reckoning in federal court.</p>